IPO Project Management and Assistance with Legal Workstreams

We act, alongside your retained adviser (sponsor, nominated adviser or corporate adviser) to project manager the IPO process to provide support during the complex IPO journey. 

Our aim is to ensure the process stays firmly  on-track and to budget, and provides you with the capacity to continue to run your business during this time.

  • Assisting with the corporate structuring and assisting with implementing the same (including any conditions which need to be met);
  • Alongside the Company’s other advisers, advising on the content and form of the Listing Document (i.e. AIM Admission Document/Prospectus), and supporting documents relating to admission in accordance with the applicable rules including MAR;
  • Advising on the requirements for admission and eligibility of the Company and its shares;
  • Assistance with verifying the contents of the Listing Document and Investor Presentation(s) and maintaining an electronic data room to collate documents in support of verification;
  • Assisting with the completion of regulatory checklists;
  • Reviewing the terms of any broker agreements/placing documents;
  • Attending all meetings relating to the Admission and assisting in the preparation of relevant documents in connection with the Admission in conjunction with the Company’s other professional advisers;
  • Reviewing with the Company and its other advisers the accountants’ due diligence reports and any overseas legal reports, opinions, valuation reports and any other reports that may be required/provided;
  • Reviewing and assisting in the preparation of appropriate regulatory announcements;
  • Advising directors of the Company (the “Directors”) on the application of the requirements of the applicable rules post-listing;
  • Directing and coordinating the work of the other professional advisers involved in the IPO; and
  • Assistance in the selection and appointment of appropriate directors and the other relevant advisers, as required.